Home

Lockton Capital Markets is a global investment bank that serves as trusted advisor to the insurance and alternative asset management industries, delivering innovative, high impact capital solutions for our clients.  As an independent structured solutions team, we are uniquely capable of solving a wide range of challenges facing insurers, reinsurers and asset managers. Our toolkit includes capital and surplus relief, the structuring and placement of capital efficient, yield enhancing assets, and access to equity and debt capital.

Team

The Lockton Capital Markets team brings over 100 years of investment banking, advisory and legal expertise to clients. 

  

Services

Lockton Capital Markets provides advisory, capital raising and intermediation services at the convergence of insurance, asset management and structured finance. We deploy a broad risk transfer and structured solutions toolkit to solve a variety of challenges facing insurers and asset managers. Our seasoned team has decades of experience and a strong track record of delivering results.

At a challenging time for the insurance and alternative asset management industries, our investment banking practice is focused on two broad areas:

Structured Finance

We connect alternative asset managers together with insurers, acting as structurer and intermediary to deliver yield enhancing, capital efficient assets to insurers, and provide stable, asset based funding for asset managers and their investors.

Solutions

Our solutions practice delivers capital and capital relief to insurers and reinsurers through closed block and sidecar reinsurance transactions, surplus notes, insurance-linked securities and other high impact capital solutions.

Our Clients

Our clients include asset managers, family offices, insurance and reinsurance companies, banks and entrepreneurs.

In the News

September 22, 2020 - Connecting the dots: Capital Markets - In the latest podcast learn more about why capital markets are the most important part of our economy that you may not know about. They help speed the growth of companies and provide support to lots of industries, including insurance. It’s easy to see why these markets are unknown, the subject matter can become quite complex. In this episode, Ken Pierce, CEO of Lockton Capital Markets, not only makes this secret, economic driver understandable, but even shows the interesting ways Lockton uses them to help.

Please click to listen to the podcast.

 

September 1, 2020Lockton Companies Announces Pradip Ghosh as President of Lockton Capital Markets - Lockton Companies is pleased to announce the appointment of Pradip Ghosh as President of Lockton Capital Markets (“LCM”), effective September 1, 2020. Ghosh has over 20 years of experience in the insurance, financial services, and asset management industries and will work closely with CEO Ken Pierce to provide direction and oversight as LCM looks to build out its platform. Prior to this role, Ghosh served as a Senior Advisor at LCM.

Please click for the full announcement.

 

July 3, 2020Lockton Capital Markets Announces Paul Livingstone as a Senior Advisor - Lockton Capital Markets (LCM) is pleased to announce the appointment of Paul Livingstone as a Senior Advisor, effective July 3, 2020.

“Paul‘s various roles in Structured Finance, Insurance Solutions and Structured reinsurance will be a tremendous asset to the Lockton Capital Markets team,” said Ken Pierce, Chief Executive Officer of Lockton Capital Markets. “With over 30 years of experience in the financial services industry, his deep knowledge and strategic consulting approach will be valued by insurance companies, asset managers, and corporate clients.”

Please click for the full article.

 

June 22, 2020Lockton Capital Markets Announces Richard Pan as Managing Director - Lockton Capital Markets (LCM) is pleased to announce the appointment of Richard Pan as Managing Director, effective June 23, 2020. In this role, Pan will work closely with CEO Ken Pierce to grow the structured finance practice, which brings the insurance and alternative asset management industries together to satisfy important objectives for both industries.

Please click for the full article.

 

June 11, 2020 - CEO Ken Pierce participated in the Fund Finance Friday Industry Conversations with Mike Mascia, Partner at the law firm Cadwalader, Wickersham & Taft. Please view the podcast to learn more about Lockton Capital Markets.

  

Please click to view the podcast.

Contact Us

Lockton Capital Markets has offices in New York City and London.

Learn more about our structured solutions experience by contacting Lockton Capital Markets today. 

[email protected]

All securities transactions will be conducted through Lockton Capital, LLC, member FINRA, SIPC.

Discover more Insights & Publications  |  Read more in the Lockton Newsroom  |  See our Client Stories
Discover more Insights & Publications
Read more in the Lockton Newsroom
See our Client Stories