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Lockton Capital Markets is a global investment bank that serves as trusted advisor to the insurance and alternative asset management industries, delivering innovative, high impact capital solutions for our clients.  As an independent structured solutions team, we are uniquely capable of solving a wide range of challenges facing insurers, reinsurers and asset managers. Our toolkit includes capital and surplus relief, the structuring and placement of capital efficient, yield enhancing assets, and access to equity and debt capital.

Team

The Lockton Capital Markets team brings over 100 years of investment banking, advisory and legal expertise to clients. 

  

Services

Lockton Capital Markets provides advisory, capital raising and intermediation services at the convergence of insurance, asset management and structured finance. We deploy a broad risk transfer and structured solutions toolkit to solve a variety of challenges facing insurers and asset managers. Our seasoned team has decades of experience and a strong track record of delivering results.

At a challenging time for the insurance and alternative asset management industries, our investment banking practice is focused on two broad areas:

Structured Finance

We are bringing the insurance and alternative asset management industries together in bespoke transactions, delivering yield enhancing, capital efficient assets to insurers, and providing stable, term funding for managed asset portfolios. 

Solutions

Our solutions practice delivers capital and capital relief to insurers and reinsurers through closed block and sidecar reinsurance transactions, surplus notes, insurance-linked securities and other high impact capital solutions.

Our Clients

Our clients include asset managers, family offices, insurance and reinsurance companies, banks and entrepreneurs.

In the News

June 22, 2020Lockton Capital Markets Announces Richard Pan as Managing Director - Lockton Capital Markets (LCM) is pleased to announce the appointment of Richard Pan as Managing Director, effective June 23, 2020. In this role, Pan will work closely with CEO Ken Pierce to grow the structured finance practice, which brings the insurance and alternative asset management industries together to satisfy important objectives for both industries.

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June 11, 2020 - CEO Ken Pierce participated in the Fund Finance Friday Industry Conversations with Mike Mascia, Partner at the law firm Cadwalader, Wickersham & Taft. Please view the podcast to learn more about Lockton Capital Markets.

  

Please click to view the podcast.

 

June 1, 2020 - Lockton Capital Markets Announces Ken Pierce as CEO - Lockton Capital Markets (LCM) is pleased to announce the appointment of Ken Pierce as Chief Executive Officer, effective June 1, 2020. Pierce will leverage his 30 years of experience as a leader in the insurance and alternative asset management industries to guide Lockton Capital Markets.

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Contact Us

Lockton Capital Markets has offices in New York City and London.

Learn more about our structured solutions experience by contacting Lockton Capital Markets today. 

[email protected]

All securities transactions will be conducted through Lockton Capital, LLC, member FINRA, SIPC.

Discover more Insights & Publications  |  Read more in the Lockton Newsroom  |  See our Client Stories
Discover more Insights & Publications
Read more in the Lockton Newsroom
See our Client Stories