White Paper / Risk Management
Directors & officers liability claim trends

Firms that track federal securities filings are indicating that securities class action filings continue at near record-breaking levels, public companies have never had a greater likelihood of receiving a D&O claim, and the median D&O claim settlement continues to rise.

This article discusses additional trends including:

  • Secondary offering cases are increasingly being litigated in state courts.
  • SEC enforcement actions against public companies and subsidiaries jumped in the first half of 2019.
  • SEC enforcement continues to focus on individuals and increased penalties, but disgorgement relief dropped dramatically.

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