Alert / Retirement
DOL New Conflict of Interest Rule

After nearly six years of positioning, the Department of Labor (DOL) released its final rule on the redefinition of advice under ERISA. Formally called the “Conflict of Interest Rule,” it drastically changes what constitutes advice, limits how advisors can be paid, and defines “education.”

In the latest issue of The Beacon, Lockton’s Director of Legislative and Regulatory Affairs, Sam Henson, describes the new rule, including changes to advice, education and how advisors to protected investors are paid.

For more information, you may also access a recorded presentation by Henson and Lockton Compliance Analyst Patty Jurgeson.

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