White Paper / Retirement
Audit Your Auditor
Hero Image

DOL Study Calls for Better Scrutiny

After a recent Department of Labor (DOL) study found significant errors in auditor reviews of 5500 filings, Lockton anticipates increased scrutiny – particularly around the sponsor’s process – for choosing an auditor and evaluating their work. 

From advisors to record keepers, most plan administrators use a formal request for proposal and insist on in-person presentations. Considering the audit’s importance to plan compliance, this same process should apply when selecting an independent qualified public accountant.

Request this White Paper

Please fill out all of the forms below to have this white paper(s) emailed directly to you.

Acknowledgment and Acceptance of Terms.
By signing up for our newsletters and updates, you acknowledge that you have read, understand, and agree to our Terms of Use and to the use of your Personal Information in accordance with our Privacy Policy and Cookie Policy.

Your request was successfully sent. You should receive your email shortly.

    
< Back to Insights & Publications
Discover more Insights & Publications  |  Read more in the Lockton Newsroom  |  See our Client Stories
Read more in the Lockton Newsroom
See our Client Stories