White Paper / Retirement
Audit Your Auditor
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DOL Study Calls for Better Scrutiny

After a recent Department of Labor (DOL) study found significant errors in auditor reviews of 5500 filings, Lockton anticipates increased scrutiny – particularly around the sponsor’s process – for choosing an auditor and evaluating their work. 

From advisors to record keepers, most plan administrators use a formal request for proposal and insist on in-person presentations. Considering the audit’s importance to plan compliance, this same process should apply when selecting an independent qualified public accountant.

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